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Forms

407 Approval Letter Form
ACATS Form
Entity Beneficial Owner Form
Individual Beneficial Owner Form
Internal Transfer Request
Internal Transfer To Ira Request
IRA Change of Beneficiary Designation
IRA Deposit Slip
IRA Designation of Beneficiary
IRA Distribution Request
Large Trader Disclosure Form
Limited Trading Authorization-LTA
Name Change Authorization
Required Minimum Distribution Form
Roth IRA Conversion Request
Roth IRA Distribution Request
Transfer on Death
Trust Beneficiary Form
Trust Grantor Form

Agreements

Apex Customer Agreement
Apex Futures & Exchange-Traded Options Customer Agreement
CME Group Professional Subscription Agreement
CME Group Subscription Agreement
Corporate Account Agreement
Corporate Cash Account Agreement
End User License Agreement
IRA Limited Margin Agreement
IRA Limited Margin with Futures Agreement
Joint Tenants in Common Agreement
Joint With Rights of Survivorship Agreement
Limited Liability Company Agreement
Margin Agreement
NASDAQ Professional Subscriber Agreement
NASDAQ Subscriber Agreement
NYSE Professional Subscriber Addendum
NYSE Professional Subscriber Agreement
NYSE Subscriber Agreement
OPRA Professional Subscriber Agreement
OPRA Subscriber Agreement
Option Agreement
Partnership Agreement
Portfolio Margin Agreement & Risk Disclosure
Roth IRA Agreement
tastyworks Customer Agreement
tastyworks Futures Customer Agreement
tastyworks Futures IRA Customer Agreement
Traditional IRA Agreement
Trust Agreement

Australia

P.O. Box 6709

Baulkham Hills BC

NSW 2153

Australia

+61 02 8860 6431

support@tastyworks.com.au

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tastyworks Australia Pty Ltd (ABN 61 623 542 969, AFSL 508867) (tastyworks Australia) is authorised under Australian financial services law to provide general financial product advice; arrange for the issue of, derivatives, securities and managed investment schemes to retail clients; and issue standard margin lending facilities. tastyworks Australia is a wholly-owned subsidiary of tastytrade, Inc (tastytrade), a company established as a Delaware C-Corporation located in Chicago, Illinois in the United States.

tastyworks Australia issues standard margin lending facilities for Australian residents only (Margin Lending). tastyworks Australia also has a referral arrangement with tastyworks, Inc (tastyworks U.S.) a U.S. registered introducing broker servicing the self-directed investor. tastyworks U.S is regulated by FINRA (Financial Industry Regulatory Authority), SEC (Securities and Exchange Commission), NFA (National Futures Association) and the CFTC (Commodity Futures Trading Commission) and is a member of FINRA, NFA and SIPC (Securities Investor Protection Corporation). Upon approval by tastyworks U.S. and its clearing firm Apex Clearing Corporation (Apex), a registered U.S. clearing firm, Australian investors can open a trading account with tastyworks US. tastyworks U.S. and Apex also are service providers for Margin Lending.

Any financial services provided in Australia are provided by or on behalf of tastyworks Australia under itsAustralian Financial Services Licence number 508867. Please see the tastyworks Australia Financial Services Guide for more detail about the financial services it provides. Tastyworks recommends that you review our Product Disclosure Statement to assess if this product is appropriate, and if you are unsure please seek financial advice from a licensed advisor.

tastyworks Australia collects, uses and discloses personal information in accordance with the Australian Privacy Principles. By using this website, you are taken to have agreed to the terms of tastyworks Australia’s Privacy Policy, a copy of which is available here.

If an issue has not been resolved to your satisfaction, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA). AFCA provides fair and independent financial services complaint resolution that is free to consumers.

Website: www.afca.org.au Email: info@afca.org.au Telephone: +1 800 931 678 (free call) In writing to: Australian Financial Complaints Authority, GPO Box 3, Melbourne VIC 3001.

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