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Australia

P.O. Box 6709

Baulkham Hills BC

NSW 2153

Australia

+61 02 8860 6431

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tastyworks Australia Pty Ltd (ABN 61 623 542 969, AFSL 508867) (tastyworks Australia) is authorised under Australian financial services law to provide general financial product advice; arrange for the issue of, derivatives, securities and managed investment schemes to retail clients; and issue standard margin lending facilities. tastyworks Australia is a wholly-owned subsidiary of tastytrade, Inc (tastytrade), a company established as a Delaware C-Corporation located in Chicago, Illinois in the United States.

tastyworks Australia issues standard margin lending facilities for Australian residents only (Margin Lending). tastyworks Australia also has a referral arrangement with tastyworks, Inc (tastyworks U.S.) a U.S. registered introducing broker servicing the self-directed investor. tastyworks U.S is regulated by FINRA (Financial Industry Regulatory Authority), SEC (Securities and Exchange Commission), NFA (National Futures Association) and the CFTC (Commodity Futures Trading Commission) and is a member of FINRA, NFA and SIPC (Securities Investor Protection Corporation). Upon approval by tastyworks U.S. and its clearing firm Apex Clearing Corporation (Apex), a registered U.S. clearing firm, Australian investors can open a trading account with tastyworks US. tastyworks U.S. and Apex also are service providers for Margin Lending.

Any financial services provided in Australia are provided by or on behalf of tastyworks Australia under itsAustralian Financial Services Licence number 508867. Please see the tastyworks Australia Financial Services Guide for more detail about the financial services it provides. Tastyworks recommends that you review our Product Disclosure Statement to assess if this product is appropriate, and if you are unsure please seek financial advice from a licensed advisor.

tastyworks Australia collects, uses and discloses personal information in accordance with the Australian Privacy Principles. By using this website, you are taken to have agreed to the terms of tastyworks Australia’s Privacy Policy, a copy of which is available here.

If an issue has not been resolved to your satisfaction, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA). AFCA provides fair and independent financial services complaint resolution that is free to consumers.

Website: www.afca.org.au Email: info@afca.org.au Telephone: +1 800 931 678 (free call) In writing to: Australian Financial Complaints Authority, GPO Box 3, Melbourne VIC 3001.

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